HomeMy WebLinkAbout1985-05-04-R RESOLUTION NO. V)
RESOLUTION AUTHORIZING AND DIRECTING THE MAYOR OF THE CITY OF BATESVILLE,
RKANSAS. TO ACCEPT AND EXECUTE A PUBLIC WORKS AND DEVELOPMENT FACILITIES
FFER OF GRANT. AUTHORIZING AND DIRECTING THE MAYOR TO EXECUTE A GRANT
GREEMENT AND DIRECTING BOTH THE MAYOR AND CITY CLERK TO EXECUTE SUCH OTHER
OCUMENTS AND PERFORM SUCH OTHER ACTS AS MAY BE NECESSARY TO ACCEPT SAID
RANT AND PERFORM OBLIGATIONS OF THE CITY THEREUNDER AND FOR OTHER PURPOSES.
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF BATESVILLE, ARKANSAS AS
FOLLOWS:
SECTION 1: That the City Council of the City of Batesville, Arkansas, hereby
authorizes and directs the Mayor of the City of Batesville to execute and
accept a Public Works and Development Facilities, United States Department of
Commerce offer of Grant and Grant Agreement, Project #08-01-02444, a copy of
which is attached hereto, marked EXHIBIT "A" and made a part hereof as though
�fully set out herein word for word, paragraph for paragraph. That included
'n said EXHIBIT "A" , in addition to said offer of Grant, are documents
• ntitled "Special Conditions" and "Standard Terms and Conditions". which are
ncorporated into and adopted as the Grant Agreement to be executed by the
Mayor.
ECTION 2: That the Mayor and City Clerk are further directed to execute
such other documents and to do and perform such other acts as may be required
� y the city with regard to Project #08-01-02444.
ADOPTED this 3 s day of f�c� � 1985.
APPROVED:
M SHIRRELL, MAYOR
i' TTEST:
LARRY WILLIAMS, CITY CLERK
1
EXHIBIT "A"
U. S. DEPARTMENT OF COMMERCE
Economic Development Administration
Page 1 of 3
Public Works and Development Facilities
Project No: 08-01-02444
GRANTEE: City of Batesville
Independence County, Arkansas
SPECIAL CONDITIONS
1 . The Grantee agrees to the following project development time
schedule :
Time required after EDA approval for :
Completion of Final Plans 182 days
Advertise for the purpose of competitive bidding 224 days
Award of Construction Contract 280 days
Start of Construction 294 days
Construction Period Eight months
The Grantee shall pursue diligently the development of the
project so as to ensure completion within this time schedule .
Moreover , the Grantee shall notify the Government in writing of
any event which could delay substantially the achievement of the
project within the prescribed time limits . The Grantee further
acknowledges that failure to meet the development time schedule
may result in the Government ' s taking immediate action to
terminate the Grant in accordance with the regulation set forth
at 13 CFR 305 . 99 (b) .
2 . Department of Labor regulations set forth in 41 CFR 60-4
establish goals and timetables for participation of minorities
and women in the construction industry . These regulations apply
to all Federally assisted construction contracts in excess of
$10, 000 . The Grantee shall comply with these regulations and
shall obtain compliance with 41 CFR 60-4 from contractors and
subcontractors employed in the completion of the project by
including such notices , clauses and provisions in the
Solicitations for Offers or Bids as required by 41 CFR 60-4 .
The goal for the participation of women in each trade area shall
be as follows :
From April 1 , 1981 , until further notice : 6.9 percent
All changes to this goal , as published in the Federal Register
in accordance with the Office of Federal Contract Compliance
Programs regulations at 41 CFR 60-4 . 6, or any successor
regulations , shall hereafter be incorporated by reference into
these Special Conditions .
Ahibit "A" �W
SPECIAL CONDITIONS
Page 2 of 3 Project No. : 08-01-02444
Goals for minority participation shall be as prescribed by
(r Appendix B-80, Federal Register , Volume 45 , No. 194, October 3,
1980, or subsequent publications . The Grantee shall include the
"Standard Federal Equal Employment Opportunity Construction
Contract Specifications" (or cause them to be included, if
appropriate) in all Federally assisted contracts and
subcontracts . The goals and timetables for minority and female
participation may not be less than those published pursuant to
41 CFR 60-4.6.
3 . The Grantee attests that, except as identified under Part III -
Budget Information of its application for assistance, no other
previous , pending or anticipated Federal assistance has been
authorized or approved for this project; that, except as
identified in its application , no other Federal assistance has
been applied for on this project; and that acceptance of this
Offer of Grant will not result in a decrease in the amount or
proportion of Federal assistance to which the Grantee would
otherwise be entitled under the provisions of any other Act.
4. As required by Department of Commerce Administrative Order
213-5, Audit Follow-Up and Resolution , the Grantee should
respond in writing to any questioned costs and other audit
findings, and provide additional documentation to support such
response, within 30 days after the receipt of an audit report
from the Office of Inspector General . EDA will consider any
response or documentation received during this 30-day period in
reaching its final determination concerning eligibility of
costs . Any Grantee response or documentation received by EDA
more than 30 days after the Grantee 's receipt of the audit
report, but before EDA's final determination , may be considered ,
however . EDA 's final determination shall be furnished to the
Grantee in writing .
Actions that result from EDA 's final determination , such as the
establishinent of a debt or claim against the Grantee, are not
subject to appeal within EDA.
5. The following Condition supersedes Part A, Section 1 , paragraph
p. , of the Standard Terms and Conditions attached as Exhibit "B"
to the Offer of Grant:
p. Section 504 of P .L. 93-112 (29 U.S.C. 794) , and the
implementing regulations in 15 CFR Part 8b prohibiting
discrimination against the handicapped under programs
or activities receiving Federal financial assistance ;
6. Prior to advertisements for construction bids , the Grantee shall
submit to the Government satisfactory evidence that the final plans
and specifications have been reviewed by and a construction permit
issued by the Arkansas Department of Pollution Control and Ecology.
l +
SPECIAL CONDITIONS
Project No. 08-01-02444
Page 3
7. Prior to final disbursement of Federal grant funds, the Grantee shall
submit to the Government satisfactory evidence that a performance test
has been completed and approved by the Arkansas Department of Pollution
Control and Ecology.
L
hibit "B"
ctober 1 , 1978
(W U. S . DEPARTMENT OF COMMERCE
ECONOMIC DEVELOPMENT ADMINISTRATION
Public Works and Development Facilities
STANDARD TERMS AND CONDITIONS
For the purpose of these Standard Terms and Conditions , the term (a) "Government"
refers to the Economic Development Administration; (b) the term "Assistant
Secretary" refers to the Assistant Secretary of Commerce for Economic Development;
and (c) the term "Grantee/Borrower" refers to the undersigned recipient of
Governmental funds whether receiving a Grant, a Loan, or a Grant and a Loan,
under the agreement to which this is an attachment made a part thereof. The work,
the facilities and/or the property, real or personal , which is financed wholly or
in part by the Government heresy will be referred to as "the Project. "
The Public Works and Economic Development Act of 1965 and its amendments are
hereinafter referred to as P. L. 89-136.
Some of the terms and conditions herein contain by reference or substance a
summary of the pertinent statutes or of regulations published in the Code of
Federal Regulations. Tc the extent that it is a summary, such term or
condition is not in derogation of, or an amendment to, the regulation issued
by a Federal agency. All statutes or regulations whether or not referenced
(W herein are to be applied as amended on the date they are administered.
A. Statutory Requirements
The Government shall be under no obligation to disburse funds unless the
Grantee/Borrower is in compliance with the following requirements:
1 . The Grantee/Borrower shall comply, and require each of its contractors
and subcontractors employed in the completion of the project to
comply with all applicable Federal , State, Territorial , and local
laws, and in particular the following Federal laws and regulations
issued thereunder:
a. The Public Works and Economic Development Act of 1965, as
amended, P. L. 89-136, 42 U.S.C. 3121 , et seq, and regulations,
13 CFR, Chapter III ;
b. The Davis-Bacon Act as amended (40 U.S.C. 276a-276a (5) ; 42
U.S.C. 3222, as amended) ) ;
c. The Contract Work Hours Standards Act, as amended (40 U.S.C.
327-333) ;
d. The Copeland "Anti-Kickback" Act, as amended (40 U.S.C.
276 (c) ; (18 U.S.C. 874) ) ;
e. Title VI of the Civil Rights Act of 1964, as amended (42
U.S.C. 2000d-2000d-4) , Executive Orders 11114, 11246 and 11375,
41 CFR Part 60-4, P. L. 92-65, Section 112, 13 CFR 311 .40-43
Q -2- j
as amended, regulations issued pursuant to the Age Discrimination Act
of 1975, 42 U.S.C. 6101 , et seq. , when they become effective on or
after January 1 , 1979, and such other civil rights legislation as is
applicable;
f. The Clean Air Act as amended (42 U.S.C. 7401 , et seq. ) ;
g. The Federal Water Pollution Control Act, as amended (33 U.S.C.
1251 , et seq. ) ;
h. The Endangered Species Act, as amended (16 U.S.C. 1531 , et seq. ) ;
i . The Coastal Zone Management Act of 1972, as amended (16 U.S.C.
1451 , et seg. ) ;
j. The Safe Drinking Water Act of 1972, as amended (42 U.S.C.
300f-j9) ;
k. The Energy Conservation and Production Act (applicable to con-
struction of new residential and commercial structures) (42 U.S.C.
6801 , et seg. ) ;
1 . The Wild and Scenic Rivers Act, as amended (16 U.S.C. 1271 , et
seg. ) ;
m. The Historical and Archeological Data Preservation Act, as
amended (16 U.S.C. 469) ;
n. Executive Order 11990, Protection of Wetlands (May 24, 1977) ;
o. Public Law 90-480, as amended, (42 U.S.C. 4151 , et seq. ) and the
regulations issued or to be issued thereunder, prescribing standards
for the design and construction of any building or facility intended
to be accessible to the public or which may result in the employment
of handicapped persons therein ;
p. Section 504 of P . L. 93-112 (29 U.S.C. 794) , and the implementing
regulations in 15 CFR Part 15 as soon as such regulations become
effective prohibiting discrimination against the handicapped under
programs or activities receiving Federal financial assistance;
q. The Uniform Relocation Assistance and Real Property Acquisition
Policies Act of 1970 (P. L. 91-646, as amended) , (42 U.S.C. 4601 , et
seq. ) and 13 CFR Part 310, as amended;
r. The Flood Disaster Protection Act of 1973, P. L. 93-234, as
amended, (42 U.S.C. 4002, et seg. ) and regulations and guidelines
issued thereunder by the U. S. Department of Housing and Urban
Development and/or the Economic Development Administration;
s. Office of Management and Budget Circular A-102 or A-110 as
applicable (A-102 is applicable to Governmental Grantees. A-110 is
applicable to non-governmental grantees) ;
Q -3-
t. E.O. 11988, Floodplain Management, May 24, 1977, and regulations
and guidelines issued thereunder by the Economic Development
Administration;
u. National Environmental Policy Act of 1969 (P. L. 90-190) ; the
National Historic Preservation Act of 1966 (16 U.S.C. 470) ; and
Executive Order No. 11593 of May 13, 1971 , and all pertinent rules
and regulations issued thereunder;
v. The Lead-based Paint Poisoning Prevention Act (42 U.S.C. 4831 )
and the implementing regulation in 13 CFR 309.29.
2. If the Project includes sewer or other waste disposal facilities,
EDA will not approve final plans and specifications, authorize
advertising for bids , or disburse funds until the Environmental
Protection Agency has issued a certificate as required by Section
106, P. L. 89-136 (42 U.S.C. 3136) .
3. The Grantee/Borrower shall file the certification and agreements
required by Section 711 , P. L. 89-136, as amended, (42 U.S.C. 3221 )
13 CFR 309.7, as amended.
4. Prior to the disbursements by the Government of any loan funds
pursuant to this agreement, the Grantee/Borrower must demonstrate to
the satisfaction of the Government that funds are not otherwise
` available on terms which will permit the completion of the project
as required by Section 201 , P. L. 89-136 (42 U.S.C. 3141 ) .
5. The Grantee/Borrower warrants that the Project will be properly
and effeciently administered, operated and maintained as required
by Section 604, P. L. 89-136 (42 U.S.C. 3204) . Prior to construc-
tion completion, the Grantee/Borrower shall submit evidence
satisfactory to the Government that sufficient funds are available
for requisite capital expenditures necessary to commence operations
and to administer, operate and maintain the Project for its useful
life.
B. General Requirements
1 . The Grantee/Borrower shall comply with the administrative, pro-
cedural and policy requirements contained in the current edition of
the Economic Development Administration booklet, "Requirements for
Approved Public Works Projects" , and the applicable regulations of
the Economic Development Administration .
2. The Government reserves the right to suspend the grant or loan,
and withhold further payments, or prohibit the Grantee/Borrower
from incurring additional obligations, pending corrective action by
the Grantee/Borrower or a decision by the Government to terminate
the grant or loan unless the Project is completed to the satisfac-
(W tion of the Government.
-4-
3. The Government shall have the right to terminate for cause all •
or any part of its obligation hereunder if:
a. Any representation made by the Grantee/Borrower to the
Government in connection with the application for Government
assistance shall be incorrect or incomplete in any material
respect.
b. The Grantee/Borrower fails to comply with the essential
condition of this Agreement, that it shall diligently pursue
the development of this Project to ensure completion within
the length of time proposed in the Offer. Failure to meet
the schedule in the Offer may cause the Government to ter-
minate the Offer of Grant. It is expressly understood and
agreed that the Grantee/Borrower shall notify the Regional
Director in the event delays occur which substantially
affect the accomplishment of the Project.
c. The intent and purpose of the Project is changed sub-
stantially so as to significantly affect the accomplishment
of the Project as intended.
d. The Grantee/Borrower has violated commitments made by
it in its application and supporting documents or has
violated any of the terms or conditions of this Agreement.
e. Any official , employee, architect, attorney, engineer
or inspector of or for the Grantee/Borrower or any Federal ,
State or local official or representative, becomes directly
or indirectly interested financially in the acquisition of
any materials or equipment, or in any construction for the
Project, or in the furnishings of any service to or in
connection with the Project, or in any benefit arising
therefrom.
f. The Grantee/Borrower fails to report immediately to
the Government any change of authorized representative(s)
acting in lieu of or in behalf of the Grantee/Borrower.
4. The obligations hereunder may be terminated for convenience
if:
a. Both the Grantee/Borrower and the Government agree that
continuation of the Project would not produce beneficial
results commensurate with the further expenditure of funds.
b. Both the Grantee/Borrower and the Government shall agree
upon the termination conditions, including the effective
date and, in the case of partial terminations, the portion
to be terminated.
c. The Grantee/Borrower agrees to incur no new obligations
for the terminated portion after the effective date and to
cancel or satisfy all outstanding obligations as of that date.
Q -5- J
5. The Grantee/Borrower shall have the sole authority and full
responsibility, without recourse to the Federal Government or any
of its agencies, for the settlement and satisfaction of all
contractual and administrative issues arising out of this grant
and/or loan.
6. Except for such aspects as, but not limited to, zoning,
building permits, and recording requirements, this Grant, Loan or
Grant and Loan shall be governed by and construed under Federal
law.
7. By acceptance of the Offer of Government assistance, the
Grantee/Borrower represents that it has not paid, and also,
agrees not to pay, any bonus or commission for the purpose of
obtaining an approval of its application for this assistance.
C. Loan (Bond and/or Note) Requirements
1 . Bonds and/or Notes
a. The Grantee/Borrower shall initiate and prosecute to
completion all proceedings necessary to the authorization,
issuance, and sale of the Bonds and/or Notes to the
security thereof. When said proceedings have been completed
to the point of, but not including, the delivery of the
Bonds and/or Notes to the Government, the Grantee/Borrower
may file a requisition requesting the Government to purchase
the Bonds and/or Notes. The requisition shall be supported
by such data as the Government shall require to determine
whether the Government is obligated under the provisions of
this Agreement to honor such requisition. If the Government
is so obligated, it will purchase the Bonds and/or Notes
covered by such requisitions , within the limitations,
however, specified in this agreement.
b. The Grantee/Borrower shall furnish the Government a
transcript of proceedings for the authorization, issuance,
sale and security of the Bonds and/or Notes evidencing that
the Bonds and/or Notes , when delivered and paid for will
constitute binding and legal obligations payable and secured
in accordance with their tenor and that all proceedings for
the financing and the acquisition , construction and develop-
ment of the project preliminary to the delivery of the Bonds
and/or Notes to the Government have occurred in due time,
form, and manner, as required by law.
c. In the event that the Government, pursuant to its bid,
is requested to purchase all or any part of the Bonds and/or
Notes , the Grantee/Borrower shall deliver upon closing one
or more Bonds and/or Notes in principal amount(s) satisfac-
tory to the Government, registered as to principal and
interest in the name of the Government.
-6-
d. The Grantee/Borrower agrees that upon ninety (90) days •
written notice it will , at its own expense, issue in exchange
for the Bonds held by the Government, coupon bonds of equal
aggregate principal amount in denominations satisfactory to
the Government maturing as provided in the Bond Specification
which Bonds shall be substantially in the form required by
the Government.
e. Simultaneously with the delivery of any Bonds and/or
Notes to the Government, the Grantee/Borrower shall furnish
to the Government from Bond and/or Note Counsel satisfactory
to the Government an opinion which shall express its general
approval of all of the Bonds and/or Notes, and specifically
and unqualifiedly the Bonds and/or Notes then being delivered
to the Government and shall state that said Bonds and/or
Notes have been issued pursuant to all requirements of law
and that said Bonds and/or Notes, when delivered and paid for,
will constitute binding and legal obligations payable and
secured in accordance with the tenor thereof and the terms and
conditions of this Agreement.
f. The Grantee/Borrower shall include in the proceedings for
the authorization, issuance, sale and security of the Bonds
and/or Notes, provisions for the payment of the principal of
and interest on the Bonds and/or Notes and for the security
thereof of the nature required to assure such payment and to
safeguard the loan hereunder, including, in case the Bonds
and/or Notes are payable in whole or in part from any special
sources of revenues, provisions designed to assure the pro-
duction of such revenues and the application thereof to the
extent required for the payment and security of the Bonds
and/or Notes and interest thereon, including the maintenance
of reasonable reserves.
g. So long as the Government holds any of the Bonds and/or
Notes , the Grantee/Borrower shall furnish operating statements
for the Project, and any facilities , the revenues of which are
pledged to payment of the Bonds and/or Notes, in such form and
substance for such periods as may be requested by the Govern-
ment.
h. The Grantee/Borrower shall during construction and there-
after so long as the Government holds any Bonds and/or Notes ,
carry insurance, and during construction require each contrac-
tor and subcontractor to carry insurance, of such types and in
such amounts as the Government may specify with insurance
carriers acceptable to the Government.
i . If required by the Government, the Grantee/Borrower will
enter into a Trust Agreement designating a bank acceptable to
the Government as Trustee and containing such other terms and •
previsions as may be satisfactory to the Government.
-7-
The Trust Agreement shall provide for the payment of all
revenues from the Project into an account with the Trustee
with provisions for the payment of current expenses there-
from and the transfer of the net remaining funds into
appropriate additional accounts for the purpose of provid-
ing a maintenance reserve, funds for current bond and/or
note service, reserves for bond and/or note service and
bond and/or note redemption , all in a manner and form
acceptable to the Government. The funds in all such
accounts shall be held in trust and shall be secured as
required by law for deposit of Government funds.
j . In the event a Trust Agreement is not required by the
Government, the Grantee/Borrower may be required by the Govern-
ment to establish such accounts, perform such duties and comply
with such terms and conditions as the Government might
ordinarily require of a Trustee in a Trust Agreement.
k. The Grantee/Borrower shall establish such accounts and
maintain such accounting procedures as may be necessary or
helpful in the accurate accounting for and segregation of
Project revenues and for the allocation of expenses, costs of
maintenance and overhead.
1 . Moneys on deposit to the credit of accounts and funds
established and maintained in conformity with the provisions of
this Agreement or to fund payments from net revenues may be
invested upon request by the Borrower, in direct obligations of,
or obligations , the principal of and the interest on which are
guaranteed by the U. S. Government. Any interest earned on
deposits of grant funds in advance of costs incurred shall inure
to the benefit of the Government.
m. So long as the Government holds any of the Bonds and/or
Notes , it will waive for such Bonds and/or Notes the noncallable
provisions, redemption premiums , and publications and notice of
call applicable thereto with respect to the Bonds and/or Notes
held by the Government,
n. This Agreement is not for the benefit of third parties,
including the holders in due course from time to time of any
of the Bonds and/or Notes, and the Government shall be under no
obligation to any such parties , whether or not indirectly
interested in said Agreement, to pay any charges or expenses
incident to compliance by the Borrower with any of its duties or
obligations thereunder.
o. As long as the Bonds and/or Notes are held by the Government,
the Grantee/Borrower shall not dispose of its title to the Pro-
ject or to any useful part thereof without first obtaining the
written consent of the Government.
-8-
p. To the extent of its interest in the outstanding principal
anount of the Bonds and/or Notes and the accrued interest thereon
the Government shall have a lien on the net revenues of the Pro-
ject in addition to such other security as is specified in this
Agreement.