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ORDINANCE NO. M#
AN ORDINANCE AUTHORIZING THE ISSUANCE -OF GENERAL
OBLIGATION REFUNDING BONDS FOR THE PURPOSE OF
REFUNDING THE OUTSTANDING GENERAL OBLIGATION AIR-
PORT IMPROVEMENT BONDS, DATED JULY 1, 1969; CON-
FIRMING THE LEVY OF A TAX SUFFICIENT TO PAY THE
PRINCIPAL OF AND INTEREST ON THE BONDS; PRE-
SCRIBING OTHER MATTERS RELATING THERETO; AND
DECLARING AN EMERGENCY.
Whereas, the City of Batesville, Arkansas, is a city of
the first class (the "City"); and
WHEREAS, after due investigation, it has been determined
that it would be in the interest of the City that the City's General
Obligation Airport Improvement Bonds, dated July 1, 1969, (the "1969
Bonds") be refunded, by the issuance of bonds bearing interest at
lower rates of interest, and the City has, for that purpose, determined
to sell and issue its General Obligation Refunding Bonds dated
September 1, 1977 (the "Bonds"); and
WHEREAS, after due advertisement for the time and in the
manner required by law, bonds in the amount of $161,000 were offered
for sale on sealed bids on September 13, 1977, and at the sale
T. J. Raney & Sons, Inc., Little Rock, Arkansas (the "purchaser")
bid and offered the price of par and accrued interest from September 1,
1977 to date of delivery for bonds bearing interest at the rate of
4.75% per annum, plus a premium of $5,315, and,this being the best
bid, the bonds were sold to the purchaser at that price; and
WHEREAS, pursuant to the authorization in the Notice of
Sale the purchaser has elected to convert the $161,000 of bonds
bearing interest at the rate of 4.75% per annum to an issue of
$168,250 of 4%, 4.25%, 4.40% and 4.50% bonds, hereinafter described
in detail, and the Council has examined the conversion and has found
the same to be within the provisions of the Notice of Sale, and
that by virtue of which the City will pay no more and receive no
less than it would pay and receive if the bonds were not converted;
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NOW, THEREFORE, BE IT ORDAINED by the City Council of the
City of Batesville, Arkansas:
Section
1.
That
the
refunding be
accomplished.
Section
2.
That
the
sale of the
bonds to the purchaser
and the conversion of the bonds set forth above be, and the same are
hereby, approved and confirmed.
Section 3. That under the authority of the Constitution -
and laws of the State of Arkansas, including particularly Amendment
No. 13 to the Constitution of the State of Arkansas, City of Batesville,
Arkansas General Obligation Refunding Bonds are hereby authorized
and ordered issued in the total principal amount of $163,250, the
proceeds of the sale of which are necessary to provide sufficient
funds for refunding the 1969 Bonds. The bonds shall be numbered
consecutively from 1 to 168, inclusive and shall be in the denomination
of $1,000 each, except Bond No. 6, which shall be in the denomination
of $1,250. The bonds shall be negotiable coupon bonds payable to
bearer but shall be subject to registration as to principal or as
to principal and interest. Payment of the bonds and interest coupons
shall be made at the principal office of First National Bank, Batesville,
Arkansas (the "Trustee" and "Paying Agent"). Payment of interest,
when registered as to interest, may be by check or draft mailed to
the registered owner at the address shown on the registration book
of the City maintained by the Trustee. The bonds shall be dated
September 1, 1977, and shall mature on September 1 of each year,
as follows, but are callable for redemption prior to maturity as
hereinafter set forth:
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YEAR
BOND
NOS.
AMOUNT
1978
1 -
6
$ 6,250
1979
7 -
12
6,,000
198.0
13 -
13
6,000
1981
19 -
25
7,000
1982
26 -
32
7,000
1983
33 -
39
7,000
1984
40 -
46
7,000
1985
47 -
53
7,000
1986
54 -
60
7,000
1987
61 -
68
8,000
1988
69 -
76
8,000
1989
77 -
84
8,000
1990
85 -
93
9,000
1991
94 -
102
9,000
1992
103 -
112
10,000
1993
113 -
122
10,000
1994
123 -
133
11,000
1995
134 -
144
11,000
1996
145 -
156
12,000
1997
157 -
168
12,000
Section 4. That the bonds shall be executed on behalf of
the City by the Mayor and City Clerk (with the facsimile signature
of the Mayor and the manual signature of the City Clerk) and shall
have impressed thereon the seal of the City. Interest coupons shall
be executed by the facsimile signature of the Mayor. The facsimile
signature of the Mayor on the bonds and coupons shall have the same
force and effect as if he had personally signed each of the bonds
and coupons.
Section 5. That the bonds and coupons shall be in sub-
stantially the following form:
UNITED STATES OF AMERICA
STATE OF ARKANSAS
COUNTY OF INDEPENDENCE
CITY OF BATESVILLE
GENERAL OBLIGATION REFUNDING BOND
No.
$1,000
($1,250)
KNOW ALL MEN BY THESE PRESENTS:
That the City of Batesville, Independence County, Arkansas
(the "City"), acknowledges itself to owe and for value received pro -
mases to pay to bearer, or if this bond be registered to the registered
owner hereof", the sum of
ONE THOUSAND DOLLARS
(ONE THOUSAND TWO HUNDRED FIFTY DOLLARS)
in lawful money of the United States of America on the first day of
September, 19_, and to pay interest hereon at the rate of
percent ( o) per annum from date until paid. Interest is
payable semiannually on March 1 and September 1 of each year, com-
mencing March 1, 1978. Payment of principal, and payment of interest
when evidenced by coupons, shall'be made upon presentation of the
bonds and coupons at the principal office of First National Bank,
Batesville, Arkansas (the "Trustee" and "Paying Agent"). Payment of
interest, when registered as to interest may be by check or draft
mailed to the registered owner at his address reflected on the registration
book of the City maintained by the Trustee as Bond Registrar.
This is one of an issue of 168 bonds, aggregating $168,250,
dated September 1, 1977, and numbered from 1 to 168, inclusive, all of
like tenor and effect except as to number, denomination, rate of
interest, maturity and right of prior redemption. The bonds are
issued for the purpose of refunding the outstanding General obliga-
tion Airport Improvement Bonds, dated July 1, 1969 (the "1969 Bonds"),
paying necessary expenses incidental thereto and paying the expenses
of issuing the bonds.
9670
The bonds are issued pursuant to and in full compliance with
the Constitution and laws of the State of Arkansas, particularly
Amendment No. 13 to the Constitution of the State of Arkansas, and
pursuant to Ordinance No. of the City, passed and approved on
the day of 1977 (the "Authorizing Ordinance").
Reference is hereby made to the Authorizing Ordinance for the details
of the nature and extent of the security and of the rights and obligations
of the City and the holders and registered owners of the bonds. The
bonds are general obligations of the City, payable from the proceeds
of a continuing annual 3.44 mill special tax (the "special tax")
levied by -the City Council under the authority of Amendment No. 13 to
the Constitution of the State of Arkansas, and the City hereby pledges
its full faith, credit and taxing power, including the special tax,
for the payment of this bond.
The bonds are subject to redemption prior to maturity in
inverse numerical order at par and accrued interest as follows: From
surplus tax collections on any interest paying date; from funds from
any source on any interest paying date on and after September 1,
1982.
The City has covenanted and agreed that surplus tax collections,
being collections from the special tax in excess of the amount necessary
to insure the prompt payment of the principal of, interest on and
Trustee's and Paying Agent's fees in connection with the bonds as the
same become due, must be used from time to time on each interest
payment date as and to the extent available to redeem the outstanding
bonds.
Notice of the call for redemption shall be published one
time in a newspaper published in the City of Little Rock, Arkansas,
and having a general circulation throughout the State of Arkansas,
giving the number and maturity of each bond being called, the publication
to be at least fifteen (15) days prior to the redemption date, and
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after
6 -
after the date fixed for redemption each bond so called shall cease to
bear interest, provided funds for its payment are on deposit with the
Paying Agent -at that time. In addition, notice by registered or
certified mail shall be given, fifteen (15) days prior to the
redemption date, to the registered owner of each bond registered
as to principal at the address of such owner reflected on the
bond registration book of the Bond Registrar, and if all outstanding -
bonds shall be registered as to principal and interest, then notice
by mail to the registered owners thereof shall be sufficient, and
it shall not be necessary to publish notice of the call.
This bond may be registered as to principal or as to principal
and interest and may be discharged from such registration in the
manner, with the effect and subject to the terms and conditions endorsed
hereon. Subject to the provisions for registration endorsed hereon,
nothing contained in this bond or in the Authorizing Ordinance shall
affect or impair the negotiability of this bond and this bond shall be
deemed a negotiable instrument under the laws of the State of Arkansas
and is issued with the intent that the laws of the State of Arkansas
will govern its construction.
IT IS HEREBY CERTIFIED, RECITED AND DECLARED that all acts,
conditions and things required to exist, happen and be performed,
under the Constitution and laws of the State of Arkansas, particularly
Amendment No. 13 to the Constitution of the State of Arkansas, precedent
to and in the issuance of this bond have existed, have happened and
have been performed in due time, form and manner as required by law;
that the indebtedness represented by this bond and the issue of which
it forms a part does not exceed any constitutional or statutory limitation;
and that a tax sufficient to pay the bonds and interest thereon has
been duly levied in accordance with Amendment No. 13 to the Constitution
of the State of Arkansas and made payable annually until all of the
bonds and interest thereon have been fully paid and discharged.
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This bond shall not be valid until it shall have been authen-
ticated by the Certificate hereon duly signed by the Trustee.
IN WITNESS WHEREOF, the City of Batesville, Arkansas, has
caused this bond to be executed in its name by the facsimile signature
of the Mayor and the manual signature of the City Clerk, and its
corporate seal to be affixed, and has caused the coupons hereto attached
to be executed by the facsimile signature of its Mayor, all as of
the first day of September, 1977.
ATTEST:
City Clerk
C
(SEAL)
CITY OF BATESVILLE, ARKANSAS
By c s e
M yor
(form of coupon)
No. $
(March)
On the first day of (September), 19_, the City of Batesville,
Independence County, Arkansas, unless the bond to which this coupon is
attached is paid prior thereto, hereby promises to pay to bearer
DOLLARS
in lawful money of the United States of America at the principal
office of First National Bank, Batesville, Arkansas, being six (6)
months interest then due on its General Obligation Refunding Bond,
dated September 1, 1977, and'numbered
CITY OF BATESVILLE, ARKANSAS
By / f f -� imi 11�fiza"z�
Mayor
11
On each bond shall appear the following:
CERTIFICATE
This is to certify that this is one of the City of
Batesville, Arkansas General Obligation Refunding Bonds, dated
September 1, 1977, mentioned and described within.
FIRST NATIONAL BANK
Batesville, Arkansas
By
Authorized Signature
EM
PROVISIONS FOR REGISTRATION AND RECONVERSION
This Bond may be registered as to principal alone on books
of the City, kept by the Trustee as bond registrar, upon presentation
hereof to the bond registrar, which shall make mention of such regis-
tration in the registration blank below, and this Bond may thereafter
be transferred only upon an assignment duly executed by the registered
owner or his attorney or legal representative in such form as shall
be satisfactory to the bond registrar, such transfer to be made on
such books and endorsed hereon by the bond registrar. Such transfer
may be to bearer, and thereafter transferability by delivery shall
be restored, but this Bond shall again be subject to successive reg-
istrations and transfers as before. The principal of this Bond, if
registered, unless registered to bearer, shall be payable only to or
upon the order of the registered owner or his legal representative.
Interest accruing on this Bond will be paid only on presentation and
surrender of the attached interest coupons as they respectively become
due, and notwithstanding the registration of this Bond as to principal,
the appurtenant interest coupons shall remain payable to bearer and
shall continue to be transferable by delivery; provided, that if upon
registration of this Bond, or at any time thereafter while this Bond
is registered in the name of the owner, the unmatured coupons attached
evidencing interest to be thereafter paid hereon shall be surrendered
to said bond registrar, a statement to that effect will be endorsed
hereon by the bond registrar and thereafter interest evidenced by
such surrendered coupons may be paid by check or draft of the bond
registrar at the times provided herein to the registered owner of
this Bond by mail to the address sho%•;n on the registration books.
This Bond when so converted into a bond registered as to both principal
and interest may be reconverted into a coupon bond at the written re-
quest of the registered owner and upon presentation at the office of
said bond registrar. Upon such reconversion the coupons representing
the interest to become due thereafter to the date of maturity will
again be attached to this Bond and a statement ,,,ill be endorsed hereon
by the bond registrar in the registration blank below whether it is
then registered as to principal or pa_yable to bearer.
Manner of Signature of
Date of Registration: Name of Registered Owner•Registration•Bond Registrar
EM
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Section 6. That the bonds authorized hereby shall constitute
general obligations of the City to the payment of the principal of
and interest on which the City hereby pledges its full faith,
credit and taxing power, including the proceeds of a 3.44 mill
special continuing annual tax on each dollar of the assessed valua-
tion of all taxable real and personal property within the City (the
"special tax"). The special tax was levied by Ordinance No. 774,
adopted and approved September 9, 1969 ("Ordinance No. 774"), the
provisions of which are hereby confirmed. The levy of the special
tax is hereby confirmed, and the special tax shall be collected
annually until all of the principal of and interest on the bonds
are paid in full or until adequate provision is made for their payment.
The City covenants and agrees that at all times while any of the
bonds are outstanding all of the revenues from the special tax, as
and when received, shall be placed in a separate fund which is hereby
created and designated "1977 General Obligation Refunding Bona -Fund"
(the "Bond Fund"), in a bank or banks designated from time to time by
the City Council of the City holding membership in the Federal Deposit
Insurance Corporation, and used solely for the payment of the principal
of, interest on and Trustee's and Paying Agent's fees in connection
with the bonds. The amount of the deposit in excess of that insured
by the Federal Deposit Insurance Corporation must be continuously
secured by bonds or other direct or fully guaranteed obligations of
the United States of America, except that moneys invested as hereinafter
provided need not be so secured. Moneys in the Bond Fund may be
invested in direct obligations of, or obligations the principal of
and interest on which are guaranteed by, the United States of America,
which mature or are subject to redemption at the option of the holder
at or prior to the date the moneys will be needed to meet debt service
requirements on the bonds. All such investments shall be considered
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a part of the Bond Fund from which made and all earnings and profits
credited to, and all losses charged against, such fund. The City
covenants that all revenues derived from the special tax in excess of
the amount necessary to insure the prompt payment of the principal
of, interest on and Trustee's and Paying Agent's fees in connection
with the bonds as they mature will be used from time to time on each
interest payment date as and to the extent available for the redemption
of bonds prior to maturity.
Section 7. That for the prompt payment of the bonds, with
interest, the City hereby pledges its full faith, credit and taxing
power, including the special tax levied in Section 6 of this Ordinance.
Section 8. That in order to pay the principal of and
interest on the bonds as they mature and as they are redeemed prior
to maturity, there are hereby appropriated the entire proceeds of the
special tax levied in Section 6 hereof, and if the proceeds be not
sufficient to pay the principal of and interest on the bonds as they
mature, then there are hereby appropriated sufficient additional
funds out of the general revenues of the City to accomplish the
payment at maturity. The principal of and interest on the bonds
shall mature according to the following schedule:
rn
Section 9. That the bonds shall be callable for payment
prior to maturity in accordance with the terms set out in the face of
the bond form in Section 5 of this Ordinance.
Section 10. That the Treasurer of the City is hereby
ordered and directed to place on deposit with the Paying Agent, at
least five (5) days before the date that any bond or interest
coupon issued hereunder is due, whether at maturity or redemption
prior to maturity, an amount from the funds herein appropriated
equal to the amount of such bonds or coupons, for the sole purpose of
paying the same, together with the customary Paying Agent's fee.
Such deposit shall be at the risk of the City and shall not operate
as a payment of the bonds or coupons until so applied. This instruction
to the Treasurer is irrevocable and may be enforced by mandamus.
INTEREST
PRINCIPAL
INTEREST
YEAR
BOND
NOS.
RATE
AMOUNT
MARCH 1
SEPT. 1
TOTAL
1978
1 -
6
4%
$ 6,250
$3,602.25
$3,6'02.25
$13,454.50
1979
7 -
12
40
6,000
3,477.25
3,477.25
12,954.50
1980
13 -
18
4.250
6,000
3,357.25
3,357.25
12,714.50
1981
19 -
25
4.25°
7,000
3,229.75
3,229.75
13,459.50
1982
26 -
32
4.250
7,000
3,081.00
3,081.00
13,162.00
1983
33 -
39
4.500
7,000
2,932.25
2,932.25
12,864.50
1984
40 -
46
4.50%
7,000
2,774.75
2,774.75
12,549.50
1985
47 -
53
4.50%
7,000
2,617.25
2,617.25
12,234.50
1986
54 -
60
4.50%
7,000
2,459.75
2,459.75
11,919.50
1987
61 -
68
4.500
8,000
2,302.25
2,302.25
12,604.50
1988
69 -
76
4.50%
8,000
2,122.25
2,122.25
12,244.50
1989
77 -
84
4.500.
8,000
1,942.25
1,942.25
11,884.50
1990
85 -
93
4.40%
9,000
1,762.25
1,762.25
12,524.50
1991
94 -
102
4.40%
9,000
1,564.25
1,564.25
12,128.50
1992
103 -
112
4.40%
10,000
1,366.25
1,366.25
12,732.50
1993
113 -
122
4.25%
10,000
1,146.25
1,146.25
12,292.50
1994
123 -
133
4.250
11,000
933.75
933.75
12,867.50
1995
134 -
144
4%
11,000
700.00
700.00
12,400.00
1996
145 -
156
4%
12,000
480.00
480.00
12,960.00
1997
157 -
168
4%
12,000
240.00
240.00
12,480.00
Section 9. That the bonds shall be callable for payment
prior to maturity in accordance with the terms set out in the face of
the bond form in Section 5 of this Ordinance.
Section 10. That the Treasurer of the City is hereby
ordered and directed to place on deposit with the Paying Agent, at
least five (5) days before the date that any bond or interest
coupon issued hereunder is due, whether at maturity or redemption
prior to maturity, an amount from the funds herein appropriated
equal to the amount of such bonds or coupons, for the sole purpose of
paying the same, together with the customary Paying Agent's fee.
Such deposit shall be at the risk of the City and shall not operate
as a payment of the bonds or coupons until so applied. This instruction
to the Treasurer is irrevocable and may be enforced by mandamus.
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Section 11. (a)
That if there be any default in the payment
of the principal of and interest on any of the bonds, or if the City
defaults in any Bond Fund requirement or in the performance of any
other covenant contained in this Ordinance, the Trustee may, and upon
the written request of the holders of not less than ten percent (100)
in principal amount of the bonds then outstanding shall, by proper
suit compel the performance of the duties of the officials of the -
City under the Constitution and laws of the State of Arkansas and
under this Ordinance and protect and enforce the rights of the bondholders
by acceleration, instituting appropriate proceedings in law or equity
or other action deemed necessary or desirable by the Trustee.
(b) No holder of any bond shall have any right to institute
any suit, action, mandamus or other proceeding in equity or at law
for the protection or enforcement of any right under this Ordinance
or under the Constitution and laws of the State of Arkansas unless
such holder previously shall have given to the Trustee written notice
of the default on account of which such suit, action or proceeding is
to be taken, and unless the holders of not less than ten percent
(100) in principal amount of the bonds then outstanding shall have
made written request of the Trustee after the right to exercise such
powers or right of action, as the case may be, shall have accrued,
r-
and
and shall have afforded the Trustee a reasonable opportunity either
to proceed to exercise the powers herein granted or granted by the
Constitution and laws of the State of Arkansas, or to institute such
action, suit or proceeding in its name, and unless, also, there shall
have been offered to the Trusteelreasonable security and indemnity
y
against the cost, expenses and liabilities to be incurred thereon or
thereby and the Trustee shall have refused or neglected to comply
with such request within a reasonable time, and such notification,
request and offer of indemnity are hereby declared in every such
case, at the option of the Trustee, to be conditions precedent to the
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execution of the powers and trust of this Ordinance or to any other
remedy hereunder. It is understood and intended that no one or more
holders of the bonds hereby secured shall have any right in any
manner whatever by his or their action to affect, disturb or prejudice
the security of this Ordinance, or to enforce any right hereunder
except in the manner herein provided, that all proceedings at law or
in equity shall be instituted, had and maintained in the manner
herein provided and for the benefit of all holders of the outstanding
bonds and coupons, and that any individual rights of action or other
right given to one or more of such holders by law are restricted by
this Ordinance to the rights and remedies herein provided.
(c) All rights of action under this Ordinance or under any
of the bonds secured hereby, enforceable by the Trustee, may be
enforced by it without the possession of any of the bonds or coupons
appertaining thereto, and any such suit, action or proceeding instituted
by the Trustee shall be brought in its name and for the benefit of
all the holders of the bonds and coupons, subject to the provisions
of this Ordinance.
(d) No remedy herein conferred upon or reserved to the
Trustee or to the holders of the bonds is intended to be exclusive of
any other remedy or remedies herein provided, and each and every such
remedy shall be cumulative and shall be in addition to every other
remedy given hereunder or given by any law or by the Constitution of
the State of Arkansas.
(e) No delay or omission of the Trustee or of any holders
of the bonds to exercise any right or power accrued upon any default
shall impair any such right or power or shall be construed to be a
waiver of any such default or an acquiescence therein, and every
power and remedy given by this Ordinance to the Trustee and to the
holders of the bonds, respectively, may be exercised from time to
time and as often as may be deemed expedient.
� -16WSW
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(f) The Trustee may, and upon the written request of the
holders of not less than ten percent (10%) in principal amount of the
bonds then outstanding may, waive any default which shall have been
remedied before the entry of final judgment or decree in any suit,
action or proceeding instituted under the provisions of this Ordinance
or before the completion of the enforcement of any other remedy, but
no such waiver shall extend to or affect any other existing or any -
subsequent default or defaults or impair any rights or remedies
consequent thereon.
Section 12. That when the bonds herein authorized to be
executed have been executed by the Mayor and City Clerk and the seal
of the City impressed as herein provided, they shall be delivered to
the Trustee, which shall authenticate them and deliver them to the
purchaser upon payment in cash of the purchase price of $166,315, plus
accrued interest from September 1, 1977 ("total sale proceeds"). The
total sale proceeds shall be disbursed as follows:
(a) The accrued interest and any additional amount that
may be required for paying interest and Trustee's and Paying Agent's
fees until other revenues are available, all as shall be specified
in a letter of instructions signed by the Mayor, shall be deposited
in the Bond Fund;
(b) There shall next be deducted from the balance of
the total sale proceeds the amount which shall be sufficient to pro-
vide for the refunding of the 1969 Bonds, which amount shall be
deposited in trust with the paying agent of the 1969 Bonds with
instructions that the same shall be applied solely to the payment
of the principal of and interest on the 1969 Bonds, with trustee's
and paying agent's fees and redemption expenses, with instructions
to the Paying Agent, to purchase, at a price of par and accrued
interest to date of delivery, any bonds (with unmatured coupons
attached) delivered to the Paying Agent prior to the redemption
date and to cancel all bonds and coupons so purchased.
-17-
`Section 13.
ponds and coupons for the �a ��.e.,t c
redemption of which moneys or investment securities, as here-
after defined in this Section, shall have been deposited y,;i+n
the Paying Agent (whether upon or prior to the maturity
or the
redemption date of such bonds) shall be deemed to be paid crit ;rl
the meaning of this Ordinance; provided however, that if such
bonds are to be redeemed prior to the maturity thereof, notice
Of such redemption shall have been dulyiven. "I
g nvest:�.ent
securities" shall mean direct or fui11 guaranteed obligations
of the United States of America maturing on or prior to the
maturity or redemption date of�-
the .ponds and in determining the
sufficiency of the deposit there shall be considered the princi•-al
amount of such investment securities and interest to be earne-4
thereon until the maturity of such investment securities.
The City may at any time surrender to the Trustee
for cancellation by it any bonds previously authenticated and
delivered hereunder, together with any unpaid coupons thereto
belonging, which the City may have acquired in any manner what-
soever, and such bonds and coupons, upon such surrender and
cancellation, shall be deemed to be paid and retired.
Section 14. First National Bank, Batesville, Arkansas, is
hereby designated as Trustee and Paying Agent. It shall only be
responsible for the exercise of good faith and reasonable prudence in
the execution of its trust. The recitals in this Ordinance and in
the face of the bonds are the recitals of the City and not of the
Trustee. The Trustee shall not be required to take any action as
Trustee unless it shall have been requested to do so in writing by
the holders of not less than ten percent (10%) in principal amount of
the bonds then outstanding and shall have been offered reasonable
security and indemnity against the costs, expenses and liabilities to
be incurred therein or thereby. The Trustee may resign at any time
by ten (10) days notice in writing to the City Clerk, and the majority
in principal amount of the holders of the outstanding bonds at any
time, with or without cause, may remove the Trustee. In the event of
a vacancy in the office of Trustee, either by resignation or by
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removal, tre jorit,' ; n Uri ncipal amount of t.�e holders of the
outstanding bonds may appoint a new Trustee, such appointment to be
evidenced by a written instrument or instruments filed with the City
Clerk. If the majority in principal amount of the holders of the
outstanding bonds shall fail to fill a vacancy within thirty (30)
days after the same shall occur, then the City shall forthwith designate
a new Trustee by a written instrument filed in the office of the City
Clerk. The original Trustee and any successor Trustee shall file a
written acceptance and agreement to execute the trusts imposed upon
it or them by this Ordinance, but only upon the terms and conditions
set forth in this Ordinance and subject to the provisions of this
Ordinance, to all cf which the respective holders of the bonds agree.
Such written acceptance shall be filed with the City Clerk and a copy
thereof shall be placed in the bond transcript. Any successor Trustee
shall also become the Paying Agent and shall have all the powers
herein granted to the original Trustee and Paying Agent.
Section 15. (a) That the terms of this Ordinance shall
constitute a contract between the City and the holders and registered
owners of the bonds and no variation or change in the undertaking
herein set forth shall be made while any of these bonds are outstanding,
except as hereinafter set forth in subsection (b), and the holder or
registered owner of any bond may at any time for and on his own
behalf or for and on behalf of all bondholders enforce the obli-
gations of the City by a proper suit for that purpose.
(b) Subject to the terms and provisions contained in this
Section and not otherwise, the holders and registered owners of not
less than seventyfive percent (75%) in aggregate principal amount of
the bonds then outstanding shall have the right, from time to time,
anything contained in this Ordinance to the contrary notwithstanding,
to consent to and approve the adoption by the City of such ordinance
supplemental hereto as shall be necessary or desirable for the purpose
of modifying, altering, amending, adding to or rescinding, in any
particular, any of the terms or provisions contained in this Ordinance
or in any supplemental ordinance; provided, however, that nothing
herein contained shall permit or be construed as permitting (a) an
extension of t'-- maturity of the principal of or 'he interest on anv
v
-19-
13
bond issued hereunder, or (b) a reduction in the principal amount o
any bond or the rate of interest thereon, or (c) the creation of a
pledge of tax revenues other than the pledge created by this Ordina=D ,
or (d) a privilege or priority of any bond or bonds over any other
bond or bonds, or (e) a reduction in the aggregate principal amount
of the bonds required for consent to such supplemental ordinance.
Section 16.
That the City covenants that it shall not take any
action or suffer or permit any action to be taken or condition to
exist which causes or may cause the interest payable on the bonds to
be subject to federal income taxation. Without limiting the generality
of the foregoing, the City covenants that the proceeds of the sale of
the bonds will not be used directly or indirectly in such manner as
to cause the bonds to be treated as "arbitrage bonds" within the
meaning of Section 103 (d) of the Internal Revenue Code of 1954, as
amended.
Section 17.
That the provisions of this Ordinance are
separable and in the event that any section or part hereof shall be
held to be invalid, such invalidity shall not affect the remainder of
this Ordinance.
Section 18. That all ordinances and resolutions and parts
thereof in conflict herewith are hereby repealed to the extent of
such conflict.
Section 19. That this Ordinance shall not create any right
of any character and no right of any character shall arise under or
pursuant to it until the bonds authorized by this Ordinance shall be
issued and delivered.
Section 20. That it is hereby ascertained and declared
to be an immediate need for the refunding of the 1969 Bonds. It is,
therefore, declared that an emergency exists and this ordinance
being necessary for the immediate preservation of the public peace,
health and safety shall be in force and take effect immediately upon
and after its passage.
PASSED: ( ��-!`/ f / / `% % % '1977.
Y
ATTEST:
City Clerk j-
(SEAL)
APPROV�D :
Payor .
CERTIFICATE
STATE OF ARKANSAS )
COUNTY OF INDEPENDENC3, )
The undersigned, City Clerk of the City of Batesville,
Arkansas, hereby certifies that the foregoing pages, numbered 1 to 19,
inclusive, are a true and correct copy of Ordinance No.
of the City, adopted at a session of the City Council
of the City of Batesville, held at the regular meeting place of the
Council in the City at .m on the day of
1977, and that the Ordinance is of record in
Ordinance Record Book No. at Page
possession.
GIVEN under my hand and seal this
1977.
(SEAL)
now In my
day of
City Cler
I