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§382.307-§382.401 <br /> in the absence of an alcoho;-west. This does not (2) Two years. hz:cords related to the alcohol and <br /> prohibit an employer with independent authority of controlled substances collection process(except Cali- <br /> ; this part from taking any action otherwise consistent bration of evidential breath testing devices)and train- <br /> with law. ing shall be maintained for a minimum of two years. <br /> (fl A written record shall be made of the observa- (3) One year. Records of negative and canceled <br /> tions leading to a controlled substance reasonable controlled substances test results(as defined in part <br /> suspicion test, and signed by the supervisor or com- 40 of this title)and alcohol test results with a concen- <br /> pany official who made the observations, within 24 tration of less than 0.02 shall be maintained for a <br /> hours of the observed behavior or before the results of minimum of one year. <br /> the controlled substances test are released, which- (c)Types of records. The following specific records <br /> ever is earlier. shall be maintained. <br /> §382.309 Return to duty testing. (1)Records related to the collection process: <br /> (a)Each employer shall ensure that before a driver (i)Collection logbooks,if used; <br /> s returns to duty requiring the performance of a safety- (ii) Documents relating to the random selection <br /> i sensitive function after engaging in conduct prohib- process; <br /> ited by subpart B of this part concerning alcohol,the (iii) Calibration documentation for evidential <br /> driver shall undergo a return-to-duty alcohol test breath testing devices; <br /> with a result indicating an alcohol concentration of (iv) Documentation of breath alcohol technician <br /> less than 0.02. training; <br /> (b)Each employer shall ensure that before a driver (v)Documents generated in connection with deci- <br /> returns to duty requiring the performance of a safety- sions to administer reasonable suspicion alcohol or <br /> t sensitive function after engaging in conduct prohib- controlled substances tests; <br /> ited by subpart B of this part concerning controlled (vi)Documents generated in connection with deci- <br /> substances,the driver shall undergo a return-to-duty sions on post-accident tests; <br /> controlled substances test with a result indicating a (vii) Documents verifying existence of a medical <br /> verified negative result for controlled substances use. explanation of the inability of a driver to provide <br /> §382.311 Follow-up testing. adequate breath or to provide a urine specimen for <br /> (a) Following a determination under §382.605(b) testing; and <br /> that a driver is in need of assistance in resolving (viii) Consolidated annual calendar year summa- <br /> problems associated with alcohol misuse and/or con- ries as required by§382.403. <br /> trolled substances, each employer shall ensure that (2)Records related to a driver's test results: <br /> the driveris subject to unannounced follow-up alcohol (i) The employer's copy of the alcohol test form, <br /> and/or controlled substances testing as directed by a including the results of the test; <br /> substance abuse professional in accordance with the (ii) The employer's copy of the controlled sub- <br /> provisions of§382.605(c)(2)(ii). stances test chain of custody and control form; <br /> (b) Follow-up alcohol testing shall be conducted (iii)Documents sent by the medical review officer <br /> only when the driver is performing safety-sensitive to the employer, including those required by <br /> functions,just before the driver is to perform safety- §382.407(a). <br /> sensitive functions,or just after the driver has ceased (iv)Documents related to the refusal of any driver <br /> performing safety-sensitive functions. to submit to an alcohol or controlled substances test <br /> required by this part; and <br /> SUBPART D—HANDLING OF TEST (v)Documents presented by a driver to dispute the <br /> RESULTS,RECORD RETENTION AND result of an alcohol or controlled substances test <br /> CONFIDENTIALITY administered under this part. <br /> (3)Records related to other violations of this part. <br /> §382.401 Retention of records. (4)Records related to evaluations: <br /> (a) General Requirement. Each employer shall (i) Records pertaining to a determination by a <br /> maintain records of its alcohol misuse and controlled substance abuse professional concerning a driver's <br /> 1 substances use prevention programs as provided in need for assistance; and <br /> this section. The records shall be maintained in a (ii)Records concerning a driver's compliance with <br /> secure location with controlled access. recommendations of the substance abuse professional. <br /> (b)Period of Retention. Each employer shall main- (5)Records related to education and training: <br /> tain the records in accordance with the following (i) Materials on alcohol misuse and controlled <br /> schedule: substance use awareness, including a copy of the <br /> (1) Five years. The following records shall be employer's policy on alcohol misuse and controlled <br /> maintained for a minimum of five years: substance use; <br /> (i) Records of driver alcohol test results with re- (ii)Documentation of compliance with the require- <br /> sults indicating an alcohol concentration of 0.02 or ments of§382.601; including the driver's signed re- <br /> greater, ceipt of education materials; <br /> (ii) Records of driver verified positive controlled (iii)Documentation of training provided to super- <br /> substances test results, visors for the purpose of qualifying the supervisors to <br /> (iii) Documentation of refusals to take required make a determination concerning the need for alcohol <br /> alcohol and/or controlled substances tests, and/or controlled substances testing based on reason- <br /> (iv) Calibration documentation, able suspicion;and <br /> (v)Driver evaluation and referrals shall be main- (iv)Certification that any training conducted un- <br /> tained for a minimum of five years, and der this part complies with the requirements for such <br /> (vi)A copy of each annual calendar year summary training. <br /> required pursuant to§382.403. <br /> `i,`+ 15 <br />